SFC Licences of POON Kwok Hing, Albert 潘國興
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Grand Moore Capital Limited 中毅資本有限公司 | RO | 6 | 22 December 2015 | |
Grand Moore Capital Limited 中毅資本有限公司 | RO | 1 | 22 December 2015 | |
Goldin Equities Limited 高銀(證券)有限公司 | RO | 1 | 19 October 2009 | 07 April 2014 |
Goldin Financial Limited 高銀融資有限公司 | RO | 6 | 01 June 2009 | 07 April 2014 |
Shang Hua Capital Limited 上華融資有限公司 | RO | 6 | 04 April 2007 | 21 June 2007 |
Cheong Lee Securities Limited 昌利證券有限公司 | RO | 4 | 24 November 2005 | 01 February 2007 |
Cheong Lee Securities Limited 昌利證券有限公司 | RO | 1 | 24 November 2005 | 01 February 2007 |
Alpha Financial Group Limited 首盛資本集團有限公司 | RO | 1 | 01 November 2005 | 21 November 2005 |
Ample Capital Limited 豐盛融資有限公司 | RO | 6 | 01 April 2003 | 21 November 2005 |