SFC Licences of YEUNG Shu Fan 楊樹勳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
South China Investment Management Limited 南華投資管理有限公司 RE 9 24 May 2021 14 July 2021
South China Commodities Limited 南華期貨有限公司 RE 2 24 May 2021 14 July 2021
South China Securities Limited 南華證券投資有限公司 RE 1 24 May 2021 14 July 2021
Quam Securities Limited 華富建業證券有限公司 RO 9 09 August 2019 09 May 2021
Quam Securities Limited 華富建業證券有限公司 RO 4 09 August 2019 09 May 2021
Quam Securities Limited 華富建業證券有限公司 RO 2 09 August 2019 09 May 2021
Quam Securities Limited 華富建業證券有限公司 RO 1 09 August 2019 09 May 2021
Quam Securities Limited 華富建業證券有限公司 RO 6 09 August 2019 13 November 2020
Quam Securities Limited 華富建業證券有限公司 RE 4 23 April 2019 09 August 2019
Quam Securities Limited 華富建業證券有限公司 RE 2 23 April 2019 09 August 2019
Quam Securities Limited 華富建業證券有限公司 RE 1 23 April 2019 09 August 2019
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RO 2 27 February 2018 31 March 2019
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RO 4 27 February 2018 31 March 2019
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RO 1 27 February 2018 31 March 2019
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 15 January 2018 27 February 2018
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 4 15 January 2018 27 February 2018
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 15 January 2018 27 February 2018
Mason Investment Management Limited 茂宸投資管理有限公司 RO 9 05 January 2017 10 November 2017
Mason Investment Management Limited 茂宸投資管理有限公司 RO 4 05 January 2017 10 November 2017
Thomas Global Financial Services Limited 石匠環球金服有限公司 RO 1 05 January 2017 10 November 2017
Mason Futures Limited 茂宸期貨有限公司 RO 2 05 January 2017 10 November 2017
Mason Securities Limited 茂宸證券有限公司 RO 9 05 January 2017 10 November 2017
Mason Securities Limited 茂宸證券有限公司 RO 4 05 January 2017 10 November 2017
Mason Securities Limited 茂宸證券有限公司 RO 1 05 January 2017 10 November 2017
Mason Investment Management Limited 茂宸投資管理有限公司 RE 9 09 November 2016 05 January 2017
Mason Investment Management Limited 茂宸投資管理有限公司 RE 4 09 November 2016 05 January 2017
Thomas Global Financial Services Limited 石匠環球金服有限公司 RE 1 09 November 2016 05 January 2017
Mason Futures Limited 茂宸期貨有限公司 RE 2 09 November 2016 05 January 2017
Mason Securities Limited 茂宸證券有限公司 RE 9 09 November 2016 05 January 2017
Mason Securities Limited 茂宸證券有限公司 RE 4 09 November 2016 05 January 2017
Mason Securities Limited 茂宸證券有限公司 RE 1 09 November 2016 05 January 2017
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RO 9 05 September 2008 20 October 2016
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RO 4 05 September 2008 20 October 2016
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RO 4 30 June 2008 09 July 2013
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RO 2 27 November 2007 20 October 2016
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RO 1 27 November 2007 20 October 2016
Shenyin Wanguo Online Broker (H.K.) Limited 申銀萬國網上證券(香港)有限公司 RO 1 27 November 2007 28 April 2014
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 29 October 2007 27 November 2007
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 29 October 2007 27 November 2007
Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 RO 2 23 March 2004 06 October 2007
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RO 4 23 March 2004 06 October 2007
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RO 1 05 November 2003 06 October 2007
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 1 07 October 2003 05 November 2003
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RO 2 24 June 2003 03 October 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RO 1 24 June 2003 03 October 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RO 7 24 June 2003 11 September 2003
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 01 April 2003 24 June 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 01 April 2003 24 June 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 7 01 April 2003 24 June 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 4 01 April 2003 05 June 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 6 01 April 2003 05 June 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 9 01 April 2003 05 June 2003
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 5 01 April 2003 05 June 2003
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 9 01 April 2003 05 June 2003