SFC Licences of LI Siu Sing, Nelson 李紹成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RO | 1 | 11 September 2017 | 06 February 2018 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 03 June 2013 | 11 September 2017 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RO | 1 | 25 October 2012 | 27 February 2013 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 02 December 2011 | 25 October 2012 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RO | 1 | 07 June 2011 | 02 December 2011 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 15 March 2011 | 07 June 2011 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 01 April 2003 | 13 June 2009 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 4 | 01 April 2003 | 13 June 2009 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 01 April 2003 | 08 January 2004 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 9 | 01 April 2003 | 08 January 2004 |