SFC Licences of YIU Leung Wai, Andrew 姚亮威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RO 4 26 October 2022
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 04 September 2017 26 October 2022
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RO 3 04 September 2017
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RO 1 04 September 2017
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RO 2 04 September 2017
Bright Fund Management Limited 光明投資管理有限公司 RE 9 13 March 2012 03 July 2017
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RO 2 11 October 2011 03 July 2017
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RO 1 11 August 2011 03 July 2017
CES Forex (HK) Limited 光證外匯（香港）有限公司 RE 3 20 May 2010 03 July 2017
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 12 August 2009 11 October 2011
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 12 August 2009 11 August 2011
Shun Loong Futures Limited 順隆期貨有限公司 RE 2 05 October 2004 12 April 2010
Shun Loong Securities Company Limited 順隆證券行有限公司 RO 1 06 September 2004 25 April 2017
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 1 28 June 2004 06 September 2004
China Reserve Securities Limited 東儲證券有限公司 RO 1 12 June 2003 16 June 2004
Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 RO 1 01 April 2003 12 June 2003