SFC Licences of KWOK Tack Yan 郭德恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 1 | 01 November 2022 | |
| Get Nice Securities Limited 結好證券有限公司 | RE | 1 | 20 January 2022 | 14 October 2022 |
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 | RE | 1 | 18 February 2019 | 07 January 2022 |
| Roofer Securities Limited 路華證券有限公司 | RE | 1 | 01 April 2003 | 31 January 2019 |
| Roofer Securities Limited 路華證券有限公司 | RE | 6 | 01 April 2003 | 30 November 2004 |
| Roofer Securities Limited 路華證券有限公司 | RE | 9 | 01 April 2003 | 30 November 2004 |
| Roofer Securities Limited 路華證券有限公司 | RE | 4 | 01 April 2003 | 30 November 2004 |