SFC Licences of LAM Tak Shing, Eric 林德成

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	2	06 October 2015
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	06 October 2015
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司	RE	2	15 November 2011	30 September 2015
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	1	15 November 2011	30 September 2015
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	16 September 2010	05 November 2011
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	16 September 2010	05 November 2011
Nomura Securities (Hong Kong) Limited	RE	2	05 February 2010	13 May 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	29 November 2004	13 May 2010
Nomura Securities (Hong Kong) Limited	RE	1	01 April 2003	13 May 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	01 April 2003	13 May 2010
Nomura Futures (Hong Kong) Limited	RE	2	01 April 2003	19 February 2010
Nomura Securities (Hong Kong) Limited	RE	4	01 April 2003	18 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	6	01 April 2003	18 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	9	01 April 2003	18 November 2004
Nomura Futures (Hong Kong) Limited	RE	5	01 April 2003	18 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	01 April 2003	18 November 2004
Nomura Securities (Hong Kong) Limited	RE	6	01 April 2003	18 November 2004
Nomura Securities (Hong Kong) Limited	RE	9	01 April 2003	18 November 2004
Nomura Futures (Hong Kong) Limited	RE	9	01 April 2003	18 November 2004