SFC Licences of KWOK Oi Yee 郭靄宜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 09 July 2019 | |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 09 July 2019 | |
| Po Sang Securities Limited 寶生證券有限公司 | RE | 2 | 13 September 2017 | 01 July 2019 |
| Po Sang Securities Limited 寶生證券有限公司 | RE | 1 | 13 September 2017 | 01 July 2019 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 29 March 2017 | 28 August 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 07 April 2016 | 28 August 2017 |
| Get Nice Securities Limited 結好證券有限公司 | RE | 1 | 16 September 2015 | 31 March 2016 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 11 June 2014 | 01 September 2015 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 04 December 2013 | 30 May 2014 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 19 July 2010 | 30 November 2013 |
| Jimei Securities Limited 集美證券有限公司 | RE | 1 | 02 January 2009 | 15 July 2010 |
| Shun Heng Securities Limited 信亨証券有限公司 | RE | 1 | 01 April 2003 | 01 January 2009 |
| Shun Heng Securities Limited 信亨証券有限公司 | RE | 6 | 01 April 2003 | 10 January 2005 |
| Shun Heng Securities Limited 信亨証券有限公司 | RE | 9 | 01 April 2003 | 10 January 2005 |
| Shun Heng Securities Limited 信亨証券有限公司 | RE | 4 | 01 April 2003 | 10 January 2005 |