SFC Licences of SLONE Jonathan David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Leucadia Asset Management Limited | RO | 9 | 03 November 2020 | 30 November 2021 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 13 September 2019 | 14 October 2020 |
| CLSA Limited 中信里昂證券有限公司 | RO | 1 | 01 February 2018 | 12 April 2019 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 February 2018 | 01 February 2018 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 03 July 2007 | 14 March 2008 |