SFC Licences of LEE Shuk Ying, Nancy 李淑英

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
dLab Asset Management Limited RO 9 02 February 2021
dLab Asset Management Limited RO 4 02 February 2021
GLAM Capital Limited 港利資本有限公司 RE 9 04 April 2019 08 May 2019
GLAM Capital Limited 港利資本有限公司 RE 4 04 April 2019 08 May 2019
Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 RO 9 10 November 2015 08 February 2019
Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 RO 4 10 November 2015 08 February 2019
RO 9 04 November 2014 20 October 2015
RO 4 04 November 2014 20 October 2015
RE 9 05 September 2014 04 November 2014
RE 4 05 September 2014 04 November 2014
Growth Track Asset Management Limited 高富資產管理有限公司 RO 9 18 March 2014 15 August 2014
Imperial Capital Limited 盛世投資(香港)有限公司 RO 9 13 November 2012 17 February 2014
Imperial Capital Limited 盛世投資(香港)有限公司 RO 4 13 November 2012 17 February 2014
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 02 December 2008 10 January 2009
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 09 October 2008 10 January 2009
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 09 October 2008 10 January 2009
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 RO 9 02 June 2008 10 January 2009
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 RO 4 02 June 2008 10 January 2009
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 RE 9 25 September 2007 15 October 2007
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RO 9 25 April 2007 10 January 2009
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RO 4 25 April 2007 10 January 2009
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 21 March 2007 25 April 2007
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 21 March 2007 25 April 2007
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 07 April 2005 10 January 2009
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 07 April 2005 10 January 2009