SFC Licences of KAN Kwok Shu, Albert 簡國樞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Planetree Asset Management Limited 梧桐資產管理有限公司 | RO | 9 | 09 March 2022 | |
Imagi Brokerage Limited | RO | 4 | 11 October 2019 | 15 November 2021 |
Imagi Brokerage Limited | RO | 9 | 25 May 2018 | 15 November 2021 |
Imagi Brokerage Limited | RO | 4 | 25 May 2018 | 25 December 2018 |
Seekers Advisors H.K. Limited | RO | 9 | 21 June 2016 | 18 May 2018 |
Seekers Advisors H.K. Limited | RE | 9 | 06 June 2016 | 21 June 2016 |
Emperor Asset Management Limited 英皇資產管理有限公司 | RO | 9 | 07 February 2012 | 01 February 2016 |
Emperor Asset Management Limited 英皇資產管理有限公司 | RE | 9 | 24 November 2011 | 07 February 2012 |
Bosen Asset Management Limited 寶信資產管理有限公司 | RO | 9 | 13 October 2011 | 31 October 2011 |
Redford Asset Management Limited 泓福資產管理有限公司 | RO | 9 | 01 September 2009 | 20 January 2011 |
Redford Asset Management Limited 泓福資產管理有限公司 | RE | 9 | 28 July 2009 | 01 September 2009 |
Panurgy Limited | RO | 9 | 23 November 2007 | 01 February 2008 |
Capital Focus Asset Management Limited 匯駿資產管理有限公司 | RO | 9 | 24 August 2007 | 16 July 2009 |