SFC Licences of WONG Kwai Lam 黃桂林

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 6 17 September 2009 01 September 2010
Merrill Lynch Far East Limited RE 4 17 September 2009 01 September 2010
Merrill Lynch Far East Limited RE 1 17 September 2009 01 September 2010
Merrill Lynch (Asia Pacific) Limited RE 6 17 September 2009 01 September 2010
Merrill Lynch (Asia Pacific) Limited RE 4 17 September 2009 01 September 2010
Merrill Lynch (Asia Pacific) Limited RE 1 17 September 2009 01 September 2010
Merrill Lynch (Asia Pacific) Limited RO 1 13 October 2005 31 August 2009
Merrill Lynch (Asia Pacific) Limited RO 4 01 April 2003 31 August 2009
Merrill Lynch (Asia Pacific) Limited RO 6 01 April 2003 31 August 2009
Merrill Lynch Far East Limited RO 1 01 April 2003 31 August 2009
Merrill Lynch Far East Limited RO 4 01 April 2003 31 August 2009
Merrill Lynch Far East Limited RO 6 01 April 2003 31 August 2009
Merrill Lynch Far East Limited RO 9 01 April 2003 25 January 2005
Merrill Lynch (Asia Pacific) Limited RO 9 01 April 2003 25 January 2005