SFC Licences of ORDERS Richard Wallace d'Arcy
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Moelis & Company Asia Limited 美馳亞洲有限公司 | RO | 4 | 04 February 2022 | |
| Moelis & Company Asia Limited 美馳亞洲有限公司 | RO | 1 | 24 October 2018 | |
| Moelis & Company Asia Limited 美馳亞洲有限公司 | RO | 6 | 11 December 2009 | |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RO | 1 | 01 April 2003 | 16 November 2009 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RO | 6 | 01 April 2003 | 16 November 2009 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RO | 9 | 01 April 2003 | 30 December 2004 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RO | 4 | 01 April 2003 | 30 December 2004 |