SFC Licences of HUNG Yuk Hung, Antony 孔旭洪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Banco Santander, S.A. 西班牙桑坦德銀行有限公司 | 4 | 28 February 2014 | ||
Banco Santander, S.A. 西班牙桑坦德銀行有限公司 | 1 | 28 February 2014 | ||
Capula Investment Management Asia Limited | RO | 9 | 11 May 2012 | 27 September 2013 |
Capula Investment Management Asia Limited | RO | 1 | 11 May 2012 | 27 September 2013 |
Merrill Lynch Far East Limited | RO | 2 | 20 August 2010 | 27 January 2011 |
Merrill Lynch Futures (Hong Kong) Limited | RO | 2 | 06 September 2007 | 27 January 2011 |
Merrill Lynch (Asia Pacific) Limited | RO | 4 | 16 August 2005 | 27 January 2011 |
Merrill Lynch (Asia Pacific) Limited | RO | 7 | 01 April 2003 | 27 January 2011 |
Merrill Lynch (Asia Pacific) Limited | RO | 1 | 01 April 2003 | 27 January 2011 |