SFC Licences of HANG Kwong Lam, David 幸廣林

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Alpine Securities Limited 高山證券有限公司 RO 4 31 July 2018 08 August 2022
Alpine Securities Limited 高山證券有限公司 RO 1 31 July 2018 08 August 2022
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 5 13 February 2017 01 May 2018
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 2 13 February 2017 01 May 2018
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 3 13 February 2017 01 May 2018
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 4 13 February 2017 01 May 2018
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 1 13 February 2017 01 May 2018
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RO 2 27 October 2016 12 February 2017
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RO 3 27 October 2016 12 February 2017
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RO 1 27 October 2016 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 5 17 November 2015 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 4 17 November 2015 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 2 17 November 2015 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 1 17 November 2015 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 5 30 September 2015 17 November 2015
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 30 September 2015 17 November 2015
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 30 September 2015 17 November 2015
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 30 September 2015 17 November 2015
BOCI Securities Limited 中銀國際證券有限公司 RO 3 25 February 2011 01 October 2012
BOCI Securities Limited 中銀國際證券有限公司 RO 5 06 October 2005 01 October 2012
BOCI Securities Limited 中銀國際證券有限公司 RO 2 06 October 2005 01 October 2012
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RO 5 18 January 2005 01 October 2012
BOCI Securities Limited 中銀國際證券有限公司 RO 4 29 October 2004 01 October 2012
Goldin Equities Limited 高銀(證券)有限公司 RO 1 10 June 2003 26 January 2006
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RO 2 01 April 2003 01 October 2012
BOCI Securities Limited 中銀國際證券有限公司 RO 1 01 April 2003 01 October 2012
BOCI Bullion Company Limited 中銀國際金業有限公司 RO 1 01 April 2003 31 December 2006
BOCI Bullion Company Limited 中銀國際金業有限公司 RO 7 01 April 2003 27 May 2004
BOCI Securities Limited 中銀國際證券有限公司 RO 4 01 April 2003 10 June 2003
BOCI Securities Limited 中銀國際證券有限公司 RO 6 01 April 2003 10 June 2003
BOCI Securities Limited 中銀國際證券有限公司 RO 9 01 April 2003 10 June 2003
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RO 5 01 April 2003 10 June 2003
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RO 9 01 April 2003 10 June 2003
BOCI Bullion Company Limited 中銀國際金業有限公司 RO 4 01 April 2003 10 June 2003
BOCI Bullion Company Limited 中銀國際金業有限公司 RO 6 01 April 2003 10 June 2003
BOCI Bullion Company Limited 中銀國際金業有限公司 RO 9 01 April 2003 10 June 2003