SFC Licences of SHE Chiu Yin, Duncan 佘超賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 4 | 04 July 2013 | 01 August 2017 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 1 | 04 July 2013 | 01 August 2017 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 20 November 2012 | 07 May 2019 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 20 November 2012 | 07 May 2019 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 20 November 2012 | 07 May 2019 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 20 November 2012 | 07 May 2019 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 9 | 08 October 2009 | 31 March 2012 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 4 | 08 October 2009 | 31 March 2012 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 5 | 08 October 2009 | 01 February 2011 |