SFC Licences of SHUM Si Ki 沈士基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 05 August 2010 11 November 2022
Haywood International Financial Planning Limited 希活國際財經策劃有限公司 RO 4 01 April 2003 27 May 2011
Haywood International Financial Planning Limited 希活國際財經策劃有限公司 RO 6 01 April 2003 27 April 2004
Haywood International Financial Planning Limited 希活國際財經策劃有限公司 RO 9 01 April 2003 27 April 2004