SFC Licences of SHUM Si Ki 沈士基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 05 August 2010 | 11 November 2022 |
Haywood International Financial Planning Limited 希活國際財經策劃有限公司 | RO | 4 | 01 April 2003 | 27 May 2011 |
Haywood International Financial Planning Limited 希活國際財經策劃有限公司 | RO | 6 | 01 April 2003 | 27 April 2004 |
Haywood International Financial Planning Limited 希活國際財經策劃有限公司 | RO | 9 | 01 April 2003 | 27 April 2004 |