SFC Licences of CHAN Shu Kai 陳樹基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Universal Unite Wealth Management Limited 天地合財富管理有限公司	RO	9	17 March 2021	30 June 2023
Universal Unite Wealth Management Limited 天地合財富管理有限公司	RO	4	17 March 2021	30 June 2023
Mainland Securities Limited 美聯證券有限公司	RO	1	14 May 2020	21 January 2021
Mainland Asset Management Limited 美聯匯鑫管理有限公司	RO	9	14 May 2020	15 June 2020
Mainland Asset Management Limited 美聯匯鑫管理有限公司	RO	4	14 May 2020	15 June 2020
Lionheart Limited 晉成金融有限公司	RO	9	27 June 2018	15 June 2019
Lionheart Limited 晉成金融有限公司	RO	4	27 June 2018	15 June 2019
China Hong Kong Link Asset Management Limited 中港通資產管理有限公司	RO	9	16 February 2017	31 March 2017
China-Hong Kong Link Securities Company Limited 中港通證券有限公司	RO	1	09 August 2016	31 March 2017
Imperium International Asset Management Limited 帝國國際資產管理有限公司	RO	9	30 August 2012	22 November 2013
Golden Great China Fund Management Limited 金中華基金管理有限公司	RO	9	30 August 2012	01 April 2013
SDHG International Asset Management Limited 山高國際資產管理有限公司	RO	9	07 July 2009	05 September 2015
Kingdom Investment Managers Limited 國權投資管理有限公司	RO	9	07 July 2009	01 December 2012
SDHG International Asset Management Limited 山高國際資產管理有限公司	RO	5	02 December 2008	05 September 2015
Imperium International Asset Management Limited 帝國國際資產管理有限公司	RO	5	02 December 2008	22 November 2013
Kingdom Investment Managers Limited 國權投資管理有限公司	RO	5	02 December 2008	01 December 2012
Golden Great China Fund Management Limited 金中華基金管理有限公司	RE	9	02 December 2008	30 August 2012
Imperium International Asset Management Limited 帝國國際資產管理有限公司	RE	9	02 December 2008	30 August 2012
Golden Great China Fund Management Limited 金中華基金管理有限公司	RO	5	02 December 2008	01 June 2010
Kingdom Investment Managers Limited 國權投資管理有限公司	RE	9	02 December 2008	07 July 2009
SDHG International Asset Management Limited 山高國際資產管理有限公司	RE	9	02 December 2008	07 July 2009
Well Link International Securities Limited 立橋國際證券有限公司	RE	2	15 October 2007	31 January 2008
RHB Futures Hong Kong Limited 興業金融期貨有限公司	RE	2	06 August 2007	09 October 2007
Well Link International Securities Limited 立橋國際證券有限公司	RE	2	05 September 2003	04 August 2007
Megabase Futures Company Limited 萬達基(期貨)有限公司	RE	2	01 April 2003	05 September 2003
Megabase Futures Company Limited 萬達基(期貨)有限公司	RE	5	01 April 2003	04 September 2003
Megabase Futures Company Limited 萬達基(期貨)有限公司	RE	9	01 April 2003	04 September 2003