SFC Licences of MUI Kay Boon 梅基本

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zijing Capital Limited 紫荊融資有限公司 RO 1 21 July 2022
Zijing Capital Limited 紫荊融資有限公司 RE 6 30 December 2021
Zijing Capital Limited 紫荊融資有限公司 RE 1 19 November 2021 21 July 2022
Forthright Securities Company Limited 方德證券有限公司 RE 4 04 March 2021 22 October 2021
Forthright Securities Company Limited 方德證券有限公司 RO 1 25 January 2021 22 October 2021
Forthright Securities Company Limited 方德證券有限公司 RE 2 25 January 2021 22 October 2021
Forthright Securities Company Limited 方德證券有限公司 RE 1 19 November 2020 25 January 2021
Shanxi Securities International Capital Limited 山證國際融資有限公司 RE 6 14 April 2020 07 June 2020
Shanxi Securities International Limited 山證國際證券有限公司 RE 1 14 April 2020 07 June 2020
SBC Capital Partners Limited RE 6 30 December 2019 31 January 2020
SynerWealth Financial Limited 匯心金融有限公司 RE 1 03 October 2019 31 January 2020
China Industrial Securities International Capital Limited 興證國際融資有限公司 RO 1 04 May 2017 30 April 2019
China Industrial Securities International Capital Limited 興證國際融資有限公司 RE 6 05 February 2016 30 April 2019
China Industrial Securities International Capital Limited 興證國際融資有限公司 RE 1 05 February 2016 04 May 2017
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 20 July 2015 26 January 2016
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RE 9 29 January 2015 02 July 2015
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RE 4 29 January 2015 02 July 2015
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 1 29 January 2015 02 July 2015
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 23 September 2013 17 January 2015
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 23 September 2013 17 January 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 17 November 2010 08 June 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 17 November 2010 08 June 2013
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 29 December 2008 06 November 2010
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 11 November 2008 06 November 2010
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 11 November 2008 06 November 2010
CCB International Securities Limited 建銀國際證券有限公司 RE 1 05 June 2007 31 July 2008
KGI Asia Limited 凱基證券亞洲有限公司 RO 1 13 October 2006 24 May 2007
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RO 1 13 October 2006 24 May 2007
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 May 2005 13 October 2006
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 1 03 May 2005 13 October 2006
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 1 01 August 2003 14 April 2005