SFC Licences of SO Kwok Kin, Peter 蘇國堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 | RO | 4 | 20 August 2009 | 19 June 2023 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 20 April 2009 | 20 August 2009 |
| CCB International Securities Limited 建銀國際證券有限公司 | RO | 4 | 20 October 2008 | 20 April 2009 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 08 July 2008 | 20 October 2008 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 4 | 08 March 2007 | 29 May 2008 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 01 April 2003 | 01 March 2007 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 01 April 2003 | 19 January 2004 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 01 April 2003 | 19 January 2004 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 9 | 01 April 2003 | 19 January 2004 |