SFC Licences of CHIU Siu Po, Steve 趙小寶

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 RO 4 01 March 2023
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 RO 1 01 March 2023
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 RO 9 01 March 2023
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 RO 4 01 March 2023
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 RE 1 19 December 2022 01 March 2023
PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 RE 1 08 September 2016 07 September 2022
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RO 1 29 April 2013 30 October 2015
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RO 4 29 April 2013 30 June 2013
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 4 26 March 2013 29 April 2013
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 1 26 March 2013 29 April 2013
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 RO 1 18 July 2011 01 November 2012
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 RO 4 15 June 2011 01 November 2012
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 RE 9 12 January 2011 01 November 2012
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 RE 4 12 January 2011 15 June 2011
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RO 4 29 August 2007 08 December 2008
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RO 1 29 August 2007 08 December 2008
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RO 1 29 August 2007 08 December 2008
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 4 06 October 2006 29 August 2007
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 1 06 October 2006 29 August 2007
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RE 1 06 October 2006 29 August 2007