SFC Licences of YIM Siu Kei 嚴兆基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Success Securities Limited 實德證券有限公司 | RO | 4 | 29 November 2004 | |
| Success Securities Limited 實德證券有限公司 | RO | 1 | 29 November 2004 | |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RO | 2 | 01 April 2003 | 04 June 2018 |
| Success Securities Limited 實德證券有限公司 | RE | 1 | 01 April 2003 | 29 November 2004 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RO | 9 | 01 April 2003 | 12 July 2004 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RO | 5 | 01 April 2003 | 12 July 2004 |
| Success Securities Limited 實德證券有限公司 | RE | 9 | 01 April 2003 | 12 July 2004 |
| Success Securities Limited 實德證券有限公司 | RE | 6 | 01 April 2003 | 12 July 2004 |
| Success Securities Limited 實德證券有限公司 | RE | 4 | 01 April 2003 | 12 July 2004 |