SFC Licences of LAI Yat Fai 黎溢輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 1 22 November 2004 16 June 2006
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 01 April 2003 10 November 2004
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 01 April 2003 10 November 2004
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 6 01 April 2003 05 October 2004
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 9 01 April 2003 05 October 2004