SFC Licences of LAU Hoi Ming 劉海明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Henyep Securities Limited 興業證券有限公司 | RE | 1 | 08 August 2006 | 30 September 2014 |
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 09 May 2006 | 15 June 2006 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 30 April 2003 | 10 March 2006 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 01 April 2003 | 14 April 2003 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 01 April 2003 | 14 April 2003 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 6 | 01 April 2003 | 14 April 2003 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 01 April 2003 | 14 April 2003 |