SFC Licences of YAU Sau Ngor, Sinnie 游壽娥

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 15 June 2016 31 March 2023
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 15 June 2016 31 March 2023
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 15 June 2016 31 March 2023
Zhongtai International Futures Limited 中泰國際期貨有限公司 RE 2 28 March 2014 12 February 2015
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 28 March 2014 12 February 2015
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 01 April 2003 06 January 2014
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 01 April 2003 06 January 2014
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 01 April 2003 06 January 2014
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 RE 1 01 April 2003 04 September 2013
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 9 01 April 2003 09 January 2004
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 5 01 April 2003 09 January 2004
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 RE 9 01 April 2003 09 January 2004
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 RE 7 01 April 2003 09 January 2004
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 RE 6 01 April 2003 09 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 9 01 April 2003 09 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 6 01 April 2003 09 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 01 April 2003 09 January 2004
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 RE 4 01 April 2003 09 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 7 01 April 2003 07 July 2003