SFC Licences of FOK Wai Ming 霍偉明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 18 May 2005 | 01 June 2011 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 06 October 2004 | 01 June 2011 |
| Hung Sing Securities Limited 鴻昇證券有限公司 | RE | 1 | 14 January 2004 | 06 October 2004 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 01 April 2003 | 31 December 2003 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 6 | 01 April 2003 | 31 December 2003 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 7 | 01 April 2003 | 29 October 2003 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 9 | 01 April 2003 | 29 October 2003 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 4 | 01 April 2003 | 29 October 2003 |