SFC Licences of DUFFY Thomas James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Franklin Templeton Investments (Asia) Limited | RO | 9 | 20 January 2005 | 22 July 2005 |
| Franklin Templeton Institutional Asia Limited 富蘭克林鄧普頓機構投資亞洲有限公司 | RO | 9 | 01 April 2003 | 11 January 2005 |
| Franklin Templeton Institutional Asia Limited 富蘭克林鄧普頓機構投資亞洲有限公司 | RO | 4 | 01 April 2003 | 07 January 2005 |
| Franklin Templeton Institutional Asia Limited 富蘭克林鄧普頓機構投資亞洲有限公司 | RO | 6 | 01 April 2003 | 07 January 2005 |