SFC Licences of LEE Vincent Marshall Kwan Ho 李君豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hang Tai Securities Limited 恒泰證券有限公司 RO 1 21 August 2013 18 August 2020
Vantum Futures Limited 雋一期貨有限公司 RO 2 01 April 2003 14 July 2023
Tung Tai Securities Company Limited 東泰證券有限公司 RO 4 01 April 2003 18 August 2020
Tung Tai Securities Company Limited 東泰證券有限公司 RO 1 01 April 2003 18 August 2020
Vantum Futures Limited 雋一期貨有限公司 RO 9 01 April 2003 14 September 2004
Tung Tai Securities Company Limited 東泰證券有限公司 RO 6 01 April 2003 14 September 2004
Tung Tai Securities Company Limited 東泰證券有限公司 RO 9 01 April 2003 14 September 2004
Tung Tai Asset Management Limited 東泰投資管理有限公司 RO 6 01 April 2003 14 September 2004
Tung Tai Asset Management Limited 東泰投資管理有限公司 RO 4 01 April 2003 14 September 2004
Vantum Futures Limited 雋一期貨有限公司 RO 5 01 April 2003 14 September 2004
Tung Tai Securities Company Limited 東泰證券有限公司 RO 7 01 April 2003 03 July 2003
Tung Tai Asset Management Limited 東泰投資管理有限公司 RO 9 01 April 2003