SFC Licences of LEE Vincent Marshall Kwan Ho 李君豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hang Tai Securities Limited 恒泰證券有限公司 | RO | 1 | 21 August 2013 | 18 August 2020 |
Vantum Futures Limited 雋一期貨有限公司 | RO | 2 | 01 April 2003 | 14 July 2023 |
Tung Tai Securities Company Limited 東泰證券有限公司 | RO | 4 | 01 April 2003 | 18 August 2020 |
Tung Tai Securities Company Limited 東泰證券有限公司 | RO | 1 | 01 April 2003 | 18 August 2020 |
Vantum Futures Limited 雋一期貨有限公司 | RO | 9 | 01 April 2003 | 14 September 2004 |
Tung Tai Securities Company Limited 東泰證券有限公司 | RO | 6 | 01 April 2003 | 14 September 2004 |
Tung Tai Securities Company Limited 東泰證券有限公司 | RO | 9 | 01 April 2003 | 14 September 2004 |
Tung Tai Asset Management Limited 東泰投資管理有限公司 | RO | 6 | 01 April 2003 | 14 September 2004 |
Tung Tai Asset Management Limited 東泰投資管理有限公司 | RO | 4 | 01 April 2003 | 14 September 2004 |
Vantum Futures Limited 雋一期貨有限公司 | RO | 5 | 01 April 2003 | 14 September 2004 |
Tung Tai Securities Company Limited 東泰證券有限公司 | RO | 7 | 01 April 2003 | 03 July 2003 |
Tung Tai Asset Management Limited 東泰投資管理有限公司 | RO | 9 | 01 April 2003 |