SFC Licences of CHEUNG Hin Man, Thomas 張憲民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 12 May 2004 | |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 12 May 2004 | |
Kaiser Futures Limited 嘉信期貨有限公司 | RE | 2 | 01 April 2003 | 22 September 2003 |
Kaiser Securities Limited 嘉信証券有限公司 | RE | 1 | 01 April 2003 | 16 May 2003 |
Kaiser Securities Limited 嘉信証券有限公司 | RE | 4 | 01 April 2003 | 16 May 2003 |
Kaiser Securities Limited 嘉信証券有限公司 | RE | 6 | 01 April 2003 | 16 May 2003 |
Kaiser Futures Limited 嘉信期貨有限公司 | RE | 5 | 01 April 2003 | 16 May 2003 |
Kaiser Futures Limited 嘉信期貨有限公司 | RE | 9 | 01 April 2003 | 16 May 2003 |
Kaiser Securities Limited 嘉信証券有限公司 | RE | 9 | 01 April 2003 | 16 May 2003 |