SFC Licences of ORDERS Jonathan Oliver Darcy 奧迪士
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 13 October 2010 | 22 August 2012 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 13 October 2010 | 22 August 2012 |
Moelis & Company Asia Limited 美馳亞洲有限公司 | RE | 6 | 27 January 2010 | 17 September 2010 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 02 October 2009 | 01 January 2010 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 02 October 2009 | 01 January 2010 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 02 October 2009 | 01 January 2010 |