SFC Licences of GITTUS Richard Alan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 04 March 2013 | 17 March 2014 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 December 2009 | 13 September 2012 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 01 April 2003 | 07 January 2005 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 01 April 2003 | 07 January 2005 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 6 | 01 April 2003 | 02 December 2003 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 01 April 2003 | 02 December 2003 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 9 | 01 April 2003 | 02 December 2003 |