SFC Licences of LAW Wing Fai, Spencer 羅榮輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhongrong International Securities Company Limited 中融國際証券有限公司 RO 4 12 August 2015 15 March 2016
Zhongrong International Securities Company Limited 中融國際証券有限公司 RO 1 12 August 2015 15 March 2016
GEO Securities Limited 智易東方證券有限公司 RO 4 07 May 2014 30 January 2015
GEO Securities Limited 智易東方證券有限公司 RO 1 03 May 2013 30 January 2015
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 1 30 April 2012 30 April 2013
Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 RE 4 10 October 2011 09 March 2012
Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 RO 1 26 August 2011 31 March 2012
Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 RE 1 03 August 2011 26 August 2011
CNI Securities Group Limited 中國北方證券集團有限公司 RO 1 30 March 2011 31 July 2011
Celestial Securities Limited 時富證券有限公司 RE 1 24 November 2008 28 February 2011
Celestial Securities Limited 時富證券有限公司 RO 1 23 February 2004 24 November 2008
EAA Securities Limited 東美證券有限公司 RO 1 01 April 2003 10 January 2004