SFC Licences of YEUNG Siu Tung, Ronnie 楊少東
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 2 | 21 August 2007 | 19 July 2011 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 21 August 2007 | 19 July 2011 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 29 November 2006 | 10 August 2007 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 14 November 2006 | 10 August 2007 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 12 April 2005 | 01 November 2006 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 1 | 01 April 2003 | 08 April 2005 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 6 | 01 April 2003 | 23 July 2004 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 7 | 01 April 2003 | 23 July 2004 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 9 | 01 April 2003 | 23 July 2004 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 4 | 01 April 2003 | 23 July 2004 |