SFC Licences of YUNG Chi Kan 翁自勤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 01 July 2016 | 25 November 2019 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 24 November 2014 | 30 June 2016 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 24 November 2014 | 30 June 2016 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 28 February 2012 | 06 November 2014 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 07 November 2011 | 23 February 2012 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 30 September 2005 | 31 October 2011 |
| Tarzan Stock & Shares Limited 泰山證券有限公司 | RE | 9 | 01 April 2003 | 11 October 2004 |
| Tarzan Stock & Shares Limited 泰山證券有限公司 | RE | 1 | 01 April 2003 | 11 October 2004 |
| Tarzan Stock & Shares Limited 泰山證券有限公司 | RE | 4 | 01 April 2003 | 11 October 2004 |
| Tarzan Stock & Shares Limited 泰山證券有限公司 | RE | 6 | 01 April 2003 | 11 October 2004 |