SFC Licences of NG Ming Wah, Charles 吳明華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Somerley Capital Limited 新百利融資有限公司 | RO | 6 | 31 December 2013 | |
| Shang International Finance Limited 尚融國際金融有限公司 | RO | 6 | 26 November 2007 | 15 April 2014 |
| Equitas Capital Limited | RO | 6 | 23 February 2004 | 01 August 2005 |
| Equitas Capital Limited | RE | 6 | 01 April 2003 | 23 February 2004 |
| Equitas Capital Limited | RE | 1 | 01 April 2003 | 20 February 2004 |