SFC Licences of IP Wai Man, Eddie 葉偉文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
DT Securities & Futures Co. Limited 大田證券期貨有限公司 | RE | 1 | 29 November 2023 | |
Goldin Equities Limited 高銀(證券)有限公司 | RO | 2 | 17 December 2008 | 14 February 2019 |
Goldin Equities Limited 高銀(證券)有限公司 | RO | 1 | 28 October 2008 | 31 March 2021 |
Goldin Equities Limited 高銀(證券)有限公司 | RE | 1 | 14 October 2008 | 28 October 2008 |
China Finance KAB Limited 中金三甲證券有限公司 | RO | 4 | 26 June 2007 | 14 April 2008 |
China Finance KAB Limited 中金三甲證券有限公司 | RO | 1 | 29 June 2005 | 14 April 2008 |
China Finance KAB Limited 中金三甲證券有限公司 | RO | 2 | 28 February 2005 | 14 April 2008 |
Fuji Hong Kong Commodities Company Limited 富士香港商品有限公司 | RO | 2 | 03 September 2003 | 14 February 2005 |