SFC Licences of WONG Hok Kam 汪學金
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 | RO | 4 | 17 May 2004 | |
| Emperor Securities Limited 英皇證券有限公司 | RO | 1 | 13 January 2004 | |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 13 January 2004 | |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 | RE | 4 | 29 August 2003 | 17 May 2004 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 29 August 2003 | 13 January 2004 |
| Open Securities Limited 開盤證券有限公司 | RO | 1 | 01 April 2003 | 22 August 2003 |
| Open Asset Management Limited 開盤資産管理有限公司 | RO | 4 | 01 April 2003 | 22 August 2003 |