SFC Licences of CHU Hok Man, Herman 朱學敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 10 November 2016 | |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 21 August 2015 | 01 November 2016 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 11 November 2008 | 08 August 2015 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 11 November 2008 | 08 August 2015 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 05 June 2007 | 01 October 2008 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 27 September 2005 | 24 May 2007 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 01 April 2003 | 13 September 2005 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 01 April 2003 | 12 October 2004 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 6 | 01 April 2003 | 12 October 2004 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 9 | 01 April 2003 | 12 October 2004 |