SFC Licences of CHAN Fung Yu 陳鋒如

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Canfield Securities Company Limited 勤豐證券有限公司 RE 1 30 June 2017
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RE 2 06 September 2016 13 June 2017
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 1 06 September 2016 13 June 2017
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 13 April 2011 19 August 2016
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 13 April 2011 19 August 2016
South China Securities Limited 南華證券投資有限公司 RE 1 01 April 2003 01 April 2011
South China Commodities Limited 南華期貨有限公司 RE 2 01 April 2003 01 April 2011
SCtrade.com Limited 南華互動金融網有限公司 RE 4 01 April 2003 15 January 2004
SCtrade.com Limited 南華互動金融網有限公司 RE 1 01 April 2003 15 January 2004
SCtrade.com Limited 南華互動金融網有限公司 RE 9 01 April 2003 15 January 2004
South China Securities Limited 南華證券投資有限公司 RE 9 01 April 2003 15 January 2004
South China Securities Limited 南華證券投資有限公司 RE 7 01 April 2003 15 January 2004
South China Commodities Limited 南華期貨有限公司 RE 9 01 April 2003 15 January 2004
South China Securities Limited 南華證券投資有限公司 RE 6 01 April 2003 15 January 2004
South China Securities Limited 南華證券投資有限公司 RE 4 01 April 2003 15 January 2004
South China Commodities Limited 南華期貨有限公司 RE 5 01 April 2003 15 January 2004