SFC Licences of WU Arthur 吳沛德

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lippo Investments Management Limited 力寶投資管理有限公司 RO 9 04 August 2010 26 April 2011
Lippo Investments Management Limited 力寶投資管理有限公司 RO 4 18 May 2010 26 April 2011
Lippo Investments Management Limited 力寶投資管理有限公司 RO 1 18 May 2010 26 April 2011
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 12 September 2007 01 January 2009
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 12 September 2007 01 January 2009
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 2 01 March 2006 03 March 2008
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 1 01 February 2006 03 March 2008
China Reserve Securities Limited 東儲證券有限公司 RE 1 17 February 2005 13 January 2006
VC Futures Limited 滙盈期貨有限公司 RE 2 22 September 2003 16 February 2005
VC Brokerage Limited 滙盈證券有限公司 RE 1 22 September 2003 16 February 2005
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RE 2 01 April 2003 11 August 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 01 April 2003 11 August 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 6 01 April 2003 08 August 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 9 01 April 2003 08 August 2003
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RE 9 01 April 2003 08 August 2003
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RE 5 01 April 2003 08 August 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 4 01 April 2003 08 August 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 7 01 April 2003 08 August 2003