SFC Licences of KWAN Wai Shing 關偉成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 03 October 2012 | 22 July 2019 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 18 June 2012 | |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 | RE | 1 | 04 October 2010 | 13 April 2012 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 15 December 2006 | 20 September 2010 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 09 December 2006 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 01 April 2003 | 09 December 2006 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 9 | 01 April 2003 | 09 July 2003 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 5 | 01 April 2003 | 09 July 2003 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 9 | 01 April 2003 | 09 July 2003 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 6 | 01 April 2003 | 09 July 2003 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 01 April 2003 | 09 July 2003 |