SFC Licences of HAU Wai Yin, Winnie 侯慧賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Global Asset Management (Hong Kong) Limited	RE	1	10 April 2007	29 July 2011
HSBC Investment Funds (Hong Kong) Limited	RO	9	18 January 2006	29 July 2011
HSBC Investment Funds (Hong Kong) Limited	RO	6	18 January 2006	29 July 2011
HSBC Investment Funds (Hong Kong) Limited	RO	4	18 January 2006	29 July 2011
HSBC Investment Funds (Hong Kong) Limited	RO	1	18 January 2006	29 July 2011
HSBC Global Asset Management (Hong Kong) Limited	RO	9	18 January 2006	29 July 2011
HSBC Global Asset Management (Hong Kong) Limited	RO	4	18 January 2006	29 July 2011
HSBC Global Asset Management Holdings (Bahamas) Limited	RO	9	18 January 2006	29 July 2011
HSBC Global Asset Management Holdings (Bahamas) Limited	RO	4	18 January 2006	29 July 2011
HSBC Investment Funds (Hong Kong) Limited	RE	5	18 January 2006	29 July 2011
HSBC Global Asset Management (Hong Kong) Limited	RE	5	18 January 2006	29 July 2011
HSBC Global Asset Management Holdings (Bahamas) Limited	RE	5	18 January 2006	29 July 2011
HSBC Investment Funds (Hong Kong) Limited	RE	1	10 August 2004	18 January 2006
HSBC Global Asset Management (Hong Kong) Limited	RE	4	01 April 2003	18 January 2006
HSBC Global Asset Management (Hong Kong) Limited	RE	9	01 April 2003	18 January 2006
HSBC Global Asset Management (Hong Kong) Limited	RE	6	01 April 2003	06 May 2004