SFC Licences of KWONG Yick Chor 鄺奕初

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kaiser Futures Limited 嘉信期貨有限公司 RE 2 01 December 2017
Kaiser Securities Limited 嘉信証券有限公司 RE 1 01 December 2017
Kaiser Futures Limited 嘉信期貨有限公司 RO 2 09 July 2013 01 December 2017
Kaiser Securities Limited 嘉信証券有限公司 RO 1 09 July 2013 01 December 2017
Kaiser Futures Limited 嘉信期貨有限公司 RE 2 24 May 2013 09 July 2013
Kaiser Securities Limited 嘉信証券有限公司 RE 1 24 May 2013 09 July 2013
Topmore Commodities Limited 德盛期貨有限公司 RO 2 18 August 2004 01 May 2013
Elstone Securities Limited 千里碩證券有限公司 RO 1 18 August 2004 01 May 2013
Topmore Commodities Limited 德盛期貨有限公司 RE 2 15 July 2004 18 August 2004
Enlighten Futures Limited 名匯期貨有限公司 RO 2 01 April 2003 01 July 2004
Enlighten Securities Limited 名匯證券有限公司 RO 1 01 April 2003 31 May 2004
Enlighten Securities Limited 名匯證券有限公司 RO 9 01 April 2003 27 October 2003
Enlighten Futures Limited 名匯期貨有限公司 RO 9 01 April 2003 27 October 2003
Enlighten Securities Limited 名匯證券有限公司 RO 6 01 April 2003 27 October 2003
Enlighten Futures Limited 名匯期貨有限公司 RO 5 01 April 2003 27 October 2003
Enlighten Securities Limited 名匯證券有限公司 RO 4 01 April 2003 27 October 2003