SFC Licences of KWONG Yick Chor 鄺奕初
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Kaiser Futures Limited 嘉信期貨有限公司 | RE | 2 | 01 December 2017 | |
Kaiser Securities Limited 嘉信証券有限公司 | RE | 1 | 01 December 2017 | |
Kaiser Futures Limited 嘉信期貨有限公司 | RO | 2 | 09 July 2013 | 01 December 2017 |
Kaiser Securities Limited 嘉信証券有限公司 | RO | 1 | 09 July 2013 | 01 December 2017 |
Kaiser Futures Limited 嘉信期貨有限公司 | RE | 2 | 24 May 2013 | 09 July 2013 |
Kaiser Securities Limited 嘉信証券有限公司 | RE | 1 | 24 May 2013 | 09 July 2013 |
Topmore Commodities Limited 德盛期貨有限公司 | RO | 2 | 18 August 2004 | 01 May 2013 |
Elstone Securities Limited 千里碩證券有限公司 | RO | 1 | 18 August 2004 | 01 May 2013 |
Topmore Commodities Limited 德盛期貨有限公司 | RE | 2 | 15 July 2004 | 18 August 2004 |
Enlighten Futures Limited 名匯期貨有限公司 | RO | 2 | 01 April 2003 | 01 July 2004 |
Enlighten Securities Limited 名匯證券有限公司 | RO | 1 | 01 April 2003 | 31 May 2004 |
Enlighten Securities Limited 名匯證券有限公司 | RO | 9 | 01 April 2003 | 27 October 2003 |
Enlighten Futures Limited 名匯期貨有限公司 | RO | 9 | 01 April 2003 | 27 October 2003 |
Enlighten Securities Limited 名匯證券有限公司 | RO | 6 | 01 April 2003 | 27 October 2003 |
Enlighten Futures Limited 名匯期貨有限公司 | RO | 5 | 01 April 2003 | 27 October 2003 |
Enlighten Securities Limited 名匯證券有限公司 | RO | 4 | 01 April 2003 | 27 October 2003 |