SFC Licences of LIU Ming Lai, Lorna 廖明麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 09 May 2005 | |
| Kingston Futures Limited 金利豐期貨有限公司 | RE | 2 | 09 May 2005 | |
| Funderstone Futures Limited | RE | 2 | 01 April 2003 | 01 May 2005 |
| Funderstone Securities Limited | RE | 1 | 01 April 2003 | 01 May 2005 |
| Funderstone Securities Limited | RE | 4 | 01 April 2003 | 31 January 2005 |
| Funderstone Futures Limited | RE | 9 | 01 April 2003 | 31 January 2005 |
| Funderstone Futures Limited | RE | 5 | 01 April 2003 | 31 January 2005 |
| Funderstone Securities Limited | RE | 6 | 01 April 2003 | 31 January 2005 |
| Funderstone Securities Limited | RE | 9 | 01 April 2003 | 31 January 2005 |