SFC Licences of YIM Ying Yee, Eric 嚴英宜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Innovation Securities Co., Limited 鼎新證券有限公司 | RE | 1 | 28 May 2018 | 03 December 2018 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 30 March 2015 | 06 February 2018 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 01 April 2003 | 08 January 2015 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 01 April 2003 | 04 July 2006 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 01 April 2003 | 21 November 2003 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 9 | 01 April 2003 | 21 November 2003 |