SFC Licences of SOON Yan Seen 孫瑩心
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RO | 1 | 02 April 2009 | |
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 | RO | 9 | 10 March 2009 | |
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 | RO | 1 | 10 March 2009 | |
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RO | 9 | 10 March 2009 | |
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RO | 4 | 10 March 2009 | |
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 9 | 03 September 2008 | 10 March 2009 |
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 4 | 03 September 2008 | 10 March 2009 |
HSZ (Hong Kong) Limited | RO | 9 | 04 August 2006 | 31 August 2008 |
HSZ (Hong Kong) Limited | RO | 4 | 04 August 2006 | 31 August 2008 |
ARA Asset Management (Prosperity) Limited 泓富資產管理有限公司 | RO | 9 | 30 November 2005 | 04 May 2006 |
Standard Life Investments (Asia) Limited | RO | 9 | 01 April 2003 | 28 June 2005 |