SFC Licences of LEE Nga Lam, Adelina 李雅琳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RE 2 09 August 2012 01 March 2015
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE 1 09 August 2012 01 March 2015
FT Securities Limited 富通證券有限公司 RE 2 22 December 2011 28 April 2012
FT Securities Limited 富通證券有限公司 RE 1 22 December 2011 28 April 2012
Sanfull Futures Limited 新富期貨有限公司 RE 2 03 January 2008 16 December 2011
Sanfull Securities Limited 新富證券有限公司 RE 1 03 January 2008 16 December 2011
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 13 December 2004 18 December 2007
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 13 December 2004 18 December 2007
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 01 April 2003 11 December 2004
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 RE 2 01 April 2003 11 December 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 01 April 2003 03 February 2004
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 RE 9 01 April 2003 03 February 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 01 April 2003 03 February 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 9 01 April 2003 03 February 2004
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 RE 5 01 April 2003 03 February 2004