SFC Licences of CHAN Kam Wing, Joseph 陳錦榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RO | 4 | 30 October 2009 | 15 May 2010 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 | RO | 9 | 08 November 2007 | 15 May 2010 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 | RO | 4 | 08 November 2007 | 15 May 2010 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 | RO | 9 | 30 July 2007 | 15 September 2007 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 | RO | 4 | 30 July 2007 | 15 September 2007 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 | RE | 9 | 05 July 2007 | 30 July 2007 |
| Yicko Securities Limited 益高證券有限公司 | RO | 1 | 16 September 2004 | 01 January 2007 |
| Yicko Investment Consultants & Management Limited 益高投資顧問管理有限公司 | RO | 9 | 01 April 2003 | 01 January 2007 |