SFC Licences of LAU Wang Yip, Derrick 劉宏業

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司	RO	2	21 September 2017	13 September 2022
China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司	RO	9	25 February 2013	13 September 2022
China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司	RO	4	25 February 2013	13 September 2022
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RO	6	23 July 2012	13 September 2022
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RO	4	13 March 2012	13 September 2022
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RO	1	12 September 2011	13 September 2022
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司	RO	4	03 April 2007	07 April 2011
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司	RO	1	03 April 2007	07 April 2011
Piper Jaffray Asia Limited 派杰亞洲有限公司	RO	6	17 June 2005	07 April 2011
Piper Jaffray Asia Limited 派杰亞洲有限公司	RO	1	17 June 2005	07 April 2011
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司	RO	6	01 April 2003	12 January 2005
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司	RO	1	01 April 2003	12 January 2005
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RO	6	01 April 2003	04 November 2004