SFC Licences of CHU Sung Hei 朱崇希

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Excel Precise Securities Limited 勝緻證券有限公司 RO 1 23 July 2021 23 April 2024
Supreme China Securities Limited 智華證券有限公司 RO 1 16 June 2016 31 May 2021
Supreme China Securities Limited 智華證券有限公司 RE 1 20 May 2016 16 June 2016
Orient Securities Limited 東方匯財證券有限公司 RO 4 31 March 2010 05 May 2016
Orient Securities Limited 東方匯財證券有限公司 RO 1 31 March 2010 05 May 2016
Orient Securities Limited 東方匯財證券有限公司 RE 1 05 August 2009 31 March 2010
Finet Securities Limited 財華證券有限公司 RO 1 23 December 2008 31 July 2009
Finet Securities Limited 財華證券有限公司 RE 1 21 October 2008 23 December 2008
Stockwell Securities Limited 常匯證券有限公司 RE 1 20 December 2007 10 October 2008
Cinda International Securities Limited 信達國際證券有限公司 RE 1 27 June 2007 10 December 2007
Stockwell Securities Limited 常匯證券有限公司 RE 1 01 April 2003 01 June 2007
Stockwell Securities Limited 常匯證券有限公司 RE 4 01 April 2003 03 November 2004
Stockwell Securities Limited 常匯證券有限公司 RE 9 01 April 2003 03 November 2004
Stockwell Securities Limited 常匯證券有限公司 RE 6 01 April 2003 03 November 2004
Stockwell Securities Limited 常匯證券有限公司 RE 7 01 April 2003 07 July 2003