SFC Licences of NG Tai Chiu 吳大釗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Lippo Investments Management Limited 力寶投資管理有限公司 | RO | 6 | 27 August 2013 | 27 September 2023 |
Funderstone Asset Management (HK) Limited | RO | 9 | 07 January 2008 | 11 December 2018 |
Funderstone Asset Management (HK) Limited | RO | 5 | 07 January 2008 | 26 September 2013 |
Funderstone Asset Management (HK) Limited | RO | 4 | 07 January 2008 | 26 September 2013 |
Funderstone Securities Limited | RO | 4 | 06 March 2007 | 11 December 2018 |
ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 | RO | 9 | 05 May 2005 | 30 June 2016 |
ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 | RO | 5 | 05 May 2005 | 30 June 2016 |
ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 | RO | 4 | 05 May 2005 | 30 June 2016 |
Funderstone Securities Limited | RO | 6 | 01 April 2003 | 11 December 2018 |